February 14, 2001

Headlines----

   -First Sierra sold to American Express for $5.68 per share in cash. We predicted this

         last week, naming the company and floor price. American Express active in

         equipment leasing, likes what it sees, and Sierra Cities is the vehicle,

         not Advanta or others that it has viewed to purchase.

   -United Capital Warning--from "Name With Held"

   -Wells Fargo Equipment Leasing Pres. Jim Renner Views 2001

   -Conseco Accused of Falsifying Data

   -Finatra Moves to Consumer Financing/No More Commercial Financing

   -Banks Investing Millions in mBanking

   -Ken Goodman Returns Bob Rodi Gauntlet

   -GE & FEI Good News

 

 

---------------------------------------------------------------------------------------------

American Express to buy SierraCities.com for $107.5 mln

 

NEW YORK, Feb 14 (Reuters) - American Express said on Wednesday that it would buy equipment

financing company SierraCities.com Inc. (NasdaqNM:BTOB - news) for $107.5 million, in order to

expand American Express's small business lending.

 

New York-based American Express said its American Express Travel Related Services Co. unit would pay $5.68 cents per share for about 18.9 million shares outstanding.

 

SierraCities shares rose 3/8 to $4-7/16, or more than 9 percent, from Tuesday close of $4-1/16

on the Nasdaq. The stock has a 52-week trading high of $22-7/16 and low of $1-1/8.

 

SierraCities scrapped its merger agreement with VerticalNet Inc. (NasdaqNM:VERT - news) on Jan.

10., a deal worth $7 per SierraCities share.

 

Shares in American Express fell 48 cents to $46.30 in afternoon trading on the New York Stock

Exchange, compared to a 52-week high of $62.8125 and low of $39.833.

           +            +           +

Market News : Tech Movers

 

 

SierraCities.com Jumps 38.3% on Purchase

By TSC Staff

 

SierraCities.com (BTOB:Nasdaq - news) was up 38.3% in mid afternoon trading after announcing that it will be purchased by financial services giant American Express (AXP:NYSE - news). American Express said its Travel Related Services unit would pay $107.5 million, or 5.68 per share, for SierraCities, an equipment financing company. American Express said the deal would help expand its small business lending. American Express was down 0.4%.

 

 for history of Sierra Cities go to: http://www.leasingnews.org/articles.doc/newsletter3.htm
            +                +               +
Leasing Company Valentine Massacre???

The union of American Express and Sierra Cities will be a formidable force in the leasing industry. It will bring expertise, in-built operating system on both the world wide web and the established vendor-broker-salesperson land network, with a plentiful supply of cash and understanding of business credit. This is also happening in a tightening marketplace as warehouse lines and money becomes tougher to obtain, and credit criteria is higher than many have experienced in the last eight years. This is a major event. It may well be the Valentine Day Massacre for many leasing companies.

Look for some pretty stiff competition from Sierra Cities and American Express as they gear up to tear up the equipment leasing turf like never before. "You ain't seen nu thin' yet!"

Here is the official News Release

Release News Release News Release News Release News

American Express
American Express Tower
World Financial Center
New York, N.Y. 10285-4809

Contact: Richard D'Ambrosio
American Express
212-640-4868
richard.d'ambrosio@aexp.com

Thomas J. Depping
SierraCities.com
713-221-8822
thomasdepping@sierracities.com

AMERICAN EXPRESS TO PURCHASE SIERRACITIES.COM, A LEADER IN SMALL BUSINESS EQUIPMENT FINANCING

NEW YORK and HOUSTON, February 14, 2001 - American Express Company and SierraCities.com Inc. today announced the signing of a definitive agreement for American Express Travel Related Services Company, Inc. to acquire SierraCities, a leading equipment finance company, for $5.68 a share, or a total of $107.5 million for approximately 18.9 million shares outstanding.

American Express will offer to purchase all outstanding shares of SierraCities pursuant to a tender offer expected to commence within the next two weeks. This transaction is subject to the tender of at least two-thirds of the SierraCities shares, as well as other customary conditions, and is expected to be completed by the end of March.

The acquisition of SierraCities, with more than $1.5 billion in receivables, will significantly expand American Express' existing equipment financing business and furthers American Express' leadership in small business lending.

"SierraCities' capabilities complement our portfolio of lending products and services," said Kerry D. Hatch, Executive Vice President and General Manager, American Express Small Business Services. "This transaction will significantly increase our scale in small business lending and enhance American Express' ability to provide convenient and competitive products and services to small companies."

"We are delighted to have reached this agreement with American Express," said SierraCities CEO, Tom Depping. "The power of the American Express brand combined with its commitment to the small business market will benefit our customers, shareholders and employees."

American Express provides equipment financing through participating equipment vendors in the form of leases, and directly to small businesses through term loans.

SierraCities, based in Houston, is an innovator of technology solutions for online business-to-business financing. Its state-of-the-art technology platform supports real-time funding of e-commerce transactions by automating a range of processes, including applications, data retrieval and underwriting.

American Express Small Business Services (SBS) has been providing small business equipment financing since 1997. SBS, a unit solely dedicated to supporting firms with fewer than 100 employees, serves more than 2.5 million small business owners with a range of lending and payment services, including charge and credit cards, unsecured lines of credit, term loans and equipment financing.

American Express Company is a diversified worldwide financial, travel and network services provider founded in 1850. It is a leader in charge and credit cards, Travelers Cheques, travel, financial planning, investment products, insurance, accounting and international banking.

This announcement is neither an offer to purchase nor a solicitation of an offer to sell shares of American Express Travel Related Services Company, Inc. At the time the offer is commenced, American Express Company and a subsidiary of such company will file a tender offer statement with the U.S. Securities and Exchange Commission and SierraCities will file a solicitation/recommendation statement with respect to the offer. The tender offer statement (including an offer to purchase, a related letter of transmittal and other offer documents) and the solicitation/recommendation statement will contain important information which should be read carefully before any decision is made with respect to the offer. The offer to purchase, the related letter of transmittal and certain other offer documents, as well as the solicitation/recommendation statement, will be made available to all shareholders of SierraCities at no expense to them. The tender offer statement (including the offer to purchase, the related letter of transmittal and all other offer documents filed with the Securities and Exchange Commission) and the solicitation/recommendation statement will also be available for free at the Securities and Exchange Commission's web site at www.sec.gov.

----------------------------------------------------------------------------------------------

 

         Name With Held

 

               Attention all ex-United brokers:

 

Be aware that United Capital has decided to take an even lower road than previously perceived. 

If you are having trouble reaching them, it's for good reason - they're hiding from you because

they are attacking your database.  Not only have they begun to go after the lessees and vendors

on transactions that they have funded, but now the onslaught has been waged towards all

outstanding approvals.  These are the same approvals that you were told could no longer be

honored.  There is, and has been, a retail arm of United, and they share the same office.  Peter Micciche, who has been referred to as the Old Kent reject and the cause of dissention at United, also runs the retail division.  Through this sister company, they plan to broker/discount these

deals to other funding sources just as you do.  From what we have read, United Capital seemed to be ethical, but extremely poor judgement is being displayed in continuing the business in this

fashion. 

 

As of Feb. 13th, at least two previously outstanding approvals have been closed.  The marketing

representatives that remain at United after the collapse  (the same ones who said they would

fight for every one of your deals) are acting as the sales representatives on these

transactions. 

 

Name withheld

 

  ( We spoke with the person who sent this. We have been trying to get information from

    United Capital for several weeks.  They were supposed to come back on line after

    January 1st, but the specific date was never given, nor do we know the status

    of this company, and print the above from a reputable person, who requested we

    did not use their name.  editor ).

---------------------------------------------------------------------------------------

Finantra Capital, Inc. Negotiates New $25 Million Credit Facility for Consumer Finance Subsidiary

  

    PLANTATION, Fla.--(BUSINESS WIRE)--Feb. 14, 2001--

New York Stock Exchange Listed Bank to Take Lead in Line of Credit to Replace Expiring Finova Capital Corp. Line

    Finantra Capital, Inc. (Nasdaq:FANT) today said it has signed a Letter of Intent and is negotiating a credit facility for a $25 million syndicated credit facility led by a New York Stock Exchange listed bank. This facility will replace an expiring Finova Capital Corp. line and is expandable upon volume and other financial ratios.

    The new facility will be used to purchase consumer installment contracts for Finantra's consumer finance subsidiary Travelers Investment Corporation.

    The facility is subject to final documentation and closing. Due to compliance and other regulatory issues, the name of the bank cannot be disclosed until a final closing takes place. The Company anticipates a formal closing to take place on or about February 28, 2001

    "We are delighted to be replacing a one lender facility with a syndicated finance group," said Robert Press, chairman and chief executive officer of Finantra. "Clearly, they recognize what a quality company Travelers is and the outstanding growth potential it offers."

    Since Finantra acquired Traveler's Investment Corporation a year ago, revenues for the Carlsbad, California-based company are up more than 60 percent.

    Finantra recently announced a restructuring that will refine the company balance sheet and streamline its business model. The Company said it would eliminate its commercial finance operations in order to focus on its two core finance platforms, consumer finance and services and consumer mortgage lending.

About Finantra

    Finantra Capital, Inc. is a consumer finance company specializing in mortgage lending and servicing, delivered through traditional and online processing systems and consumer finance, billing and collection services offered through its Travelers Investment Corporation subsidiary. . The consumer finance group is involved in mortgage banking and other types of retail specialty financing. The company's leading consumer finance subsidiary, Travelers Investment Corporation, recently completed a $27 million asset securitization with Dain Rausher acting as the company's investment banker. The majority of the bonds received an A2 investment grade rating and were placed institutionally.

------------------------------------------------------------------------------------------

 

This article was sent to us by Jerry Bishop, Senior Vice-President of

First Federal Leasing (jerry@firstbankrichmond.com). It is definitely

worth reading.

 

 

            Market 2001: Tough Year or Year of Opportunity?

 

by Jim Renner, President, Wells Fargo Equipment Finance, Inc.

 

The economy is softening, banks are not lending to leasing companies at previous levels, and

capital markets are on life support to the industry.  Why any optimism?  Leasing companies have

done well in times of turmoil, and I expect the same opportunities will be available this year,

as well.  The

 key will be capital.  If you don't have a strong supply of debt and equity today, you cannot

take advantage of the opportunity.

 

The Economy---Problems on the Horizon?

 

The long awaited slowdown is here.  After nine years of expansion, a slow down is occurring and

hopefully it won't turn into a full recession.  We will all fell the lessening of demand for

capital equipment purchases. The primary driver of our companies is growth, so with less

equipment sold, we w

ill be fighting over a smaller pie.

 

The important issue will be demanding each specific niche.  Not all equipment purchases will

rise and fall in the same manner.  For example, of the worst industries will be trucking as I

expect a recession in this segment.  A huge oversupply coupled with a slowing economy and high

gas prices will cause a major problem.  Financial difficulties of companies will further glut

the used truck

market.  Hopefully other markets will not be as dire but overall less equipment will be sold.

 

Banks-Availability and Credit Concerns.

 

Two issues are exceedingly important today, the tightening of credit standards and fewer banks

lending to the leasing industry.

 

First, the banks are tightening credit standards today due to the slowing economy.  Problems

credits turn into losses that are quickly reflected in the bank's stock price.  Obviously, a

strong performance is demanded by Wall Street, hence bank management heeds the call.  The bank

examiners have been getting tougher as they have been saying for a year that banks have been lax in their underwriting.  A recent Office of the Currency report said problem loans doubled to

$100 billion from $50 billion over the last two years.  This will mean a further "flight to

quality" and marginal credits will not get approved.  When the tightening happened ten years

ago, the Fed and OCC didn't' care about structure or collateral, only cash flow.  This attitude

causes us problems, as deal structure and collateral are usually very important in our

transactions.  Remember that collateral and residuals also take a hit in a soft economy due to a glut of equipment, lack of demand, and a potential deflation in specific equipment where the

2001 price is less than 200.

 

Second, there are fewer banks lending to leasing companies, especially for working capital or

warehouse lines.  the primary lender to the leasing industry has been the regional banks.  With

their continued consolidation, there are fewer banks to lend.  One plus one equals one.  If one

bank has  a $15 million capacity for a company and so does the merged bank, the total will be

$30 million, but probably $15 million as banks diversity their portfolios.  In addition, certain banks have been experiencing credit losses from leasing companies even in this good economy. 

Hence, "let's get out of this industry." Banks have a "herd" mentality so if an industry is

viewed positively, they will follow. And vice versa!

 

For discounting of transactions by banks, there will be fewer players but adequate funds will be available.  One-off deals from community banks will be available if the transaction is in their

marketplace. Regional banks will lend in this arena but there are few banks today.

 

Securitizations

 

In 2001 this financing vehicle is available only for the largest and strongest.  In five short

years this vehicle when from an infancy stage product, to huge volume, to a withdrawal and

availability.

 

--------------------------------------------------------------------------------------

Ken Goodman Returns Bob Rodi Gauntlet ----

 

I guess when you are as successful and prosperous as Mr. Rodi it behooves

you to (a) become president of UAEL, (b) pontificate about ethical

considerations in the charging of fees (and everything else) and (c) totally

lose touch with reality.

 

Brokers, lessors and funding sources are all fighting the same battle.  The

short sighted jerks they deal with don't look beyond the rate in deciding

whether to do business with them, so they can no longer compete by providing

excellent service because no one cares about that - only about the 25 extra

basis points they can squeeze out of the deal.

 

So we compete the same way the banks do.  By generating fee income to offset

the lower rates.  Anyone who has ever bought a house or a car knows that -

except perhaps Mr. Rodi.

 

To the intelligent guerilla marketer, opportunities abound - and they will

in a regulated environment as well as an unregulated one.  You learn the

rules and then you learn to use your creativity within their bounds.

 

I hate these holier than thou types.

 

In the meantime, I'm going to put my fee income in my grandson's college

fund.  Bob Rodi is welcome to try and outsell me any time.

 

Ken Goodman, CLP

 kendg <kendg@email.msn.com>

 

-----------------------------------------------------------------------------------------------

 

Did I read it wrong or didn't you have Wingy Manone with a birthday

yesterday?

 

 jerryw@wizard.com

 

 ( You are the only one to report to me about the one arm great jazz trumpet player

  Wingy Manone.  I made an error.  His birthday was not the 12th, but the 13th,

and thus the reason his date was celebrated twice. editor )

------------------------------------------------------------------------------------

 

 Lawsuit Claims Former Conseco Officials Falsified Data On Loan Delinquencies

 

Wednesday, February 14, 2001

In a suit filed last month in federal court in Indianapolis, two pension funds accuse

financial-services company Conseco Inc. of falsifying loan records in a bid to lower its

loan-delinquency rate and bolster the value of Conseco securities, Wednesday's Wall Street

Journal reported.

The suit, which is seeking certification as a class action, alleges the primary architect of the plan was Conseco (CNC) co-founder Stephen Hilbert, who was ousted in April along with his chief

financial officer, Rollin Dick, in the wake of the earnings woes.

Since the departures, the delinquency rate on manufactured-home loans, a large portion of the

loan portfolio of Conseco's finance unit, has jumped 50%. Conseco says the jump only reflects a

broader trend in the industry.

Of the 10 directors and five officers named in the suit, nine remain at the Carmel, Ind.,

company, including the president of the finance unit, Conseco Finance. The suit claims that

executive, Bruce A. Crittenden, and Mr. Hilbert made monthly trips to the division's collection

unit in Tempe, Ariz., to oversee the doctoring of accounts. Under their supervision, according

to the suit, delinquent accounts suddenly became current, a process, the suit says, Mr.

Crittenden called "creative funding."

The allegations are based in part on accounts by at least 10 unnamed former employees, from the

senior-vice-president level down. The alleged fraud occurred between April 28, 1999, and April

14, 2000. The suit seeks unspecified damages. But in his order appointing the Anchorage Police & Fire Retirement System and the State of Louisiana Firefighters' Retirement System as lead

plaintiffs, the federal judge in the case listed the losses of the two pension funds at $1.6

million. Total losses for all the investors in the action presumably would be much higher.

The two pension funds brought the suit on behalf of "thousands" of investors who purchased

various Conseco securities.

Mark Lubbers, a Conseco spokesman, says the company's law firm conducted its own investigation

into the allegations and has found them to be "groundless." He said the company plans sometime

in early spring to file a motion to dismiss the suit. Through Mr. Lubbers, Mr. Crittenden

declined to comment. Mr. Hilbert, through a spokeswoman, also declined to comment. Mr. Dick

couldn't be reached for comment.

GE Capital Joins Financial Executives International Strategic Partnership Program; Named as

Exclusive Commercial Leasing Partner

-------------------------------------------------------------------------------------

 

NEW YORK, Feb. 13 /PRNewswire/ -- Financial Executives International (FEI), the leading

professional association for CFOs and other senior financial executives, has announced that GE

Capital, the global, diversified financial services subsidiary of General Electric, has joined

the FEI Strategic Pa

rtners Program as the association's exclusive Commercial Financing Partner.

 

(Logo:  http://www.newscom.com/cgi-bin/prnh/20001222/FEILOGO )  

 

"GE Capital is an innovator and market leader in commercial leasing and corporate finance," said Philip Livingston, FEI President and CEO.  "Our members will benefit from GE Capital's unmatched expertise in these fields."

 

As a Strategic Partner, GE Capital will be fully represented through FEI's national,

multi-tiered Strategic Partners Program that includes conferences, publications, educational

seminars, web forums, chapter-level meetings and custom survey and co-branding opportunities.

 

"We are very excited about our partnership with FEI, whose members are leading corporate

financial decision-makers -- a critical audience for GE Capital," said James Parke, Chief

Financial Officer and Vice Chairman, GE Capital.  "This alliance will help us bolster our

knowledge base of financial executives' commercial financing needs, allowing us to develop and

deliver more customized offerings."

 

Other members of FEI's Strategic Partners Program include American Express Corporate Services,

Arthur Andersen LLP, Deloitte & Touche LLP, Ernst & Young LLP, Financial Times, Hyperion, KPMG

LLP, PricewaterhouseCoopers LLP, Marsh Inc., The New York Stock Exchange, RHI Management

Resources, Royal & Son Alliance, and Solomon, A Great Plains Business Unit.

 

GE Capital (http://www.gecfo.com), with assets of more than US$370 billion, is a global,

diversified financial services company that is grouped into five key operating segments.  A

wholly-owned subsidiary ofGeneral Electric Company, GE Capital, based in Stamford, CT, provides

equipment management, mid-market and specialized financing, specialty insurance and a variety of consumer services, such as car leasing, and credit cards, to businesses and individuals around

the world.  GE is a diversified services, technology and manufacturing company with operations

worldwide.

 

Financial Executives International (FEI) is the leading advocate for the views of corporate

financial management.  Its 15,000 members hold policy-making positions as chief financial

officers, treasurers, and controllers.  FEI enhances member professional development through

peer networking, career planning services, conferences, publications, and special reports and

research.  Members participate in the activities of 86 chapters, 75 of which are in the United

States and 11 in Canada. For more information about FEI, visit http://www.fei.org.

 

SOURCE  Financial Executives International  

 

CO:  Financial Executives International; GE Capital; General Electric

-------------------------------------------------------------------------------------------------

 

         Banks invest millions in m-banking

 

 

Matthew Broersma

Banks will spend £29m on m-banking this year, with growth of 129 percent over the next three

years

Forget what you might have heard about WAP being dead: banks in Western Europe still see mobile

commerce and mobile banking as the future, and are investing millions to make sure they are on

the cutting edge.

According to a new report from research firm IDC, banks' IT spending on "m-banking" will be $43m (£29m) this year and that is just the beginning.

It's all about keeping ahead of the competition, according to IDC. "To avoid further threats

from new competitors better positioned in the exploitation of this new channel, many banks have

been heavily investing in mobile services since their first deployment," stated Barbara Blesio,

program manager for IDC's European Banking service.

Most m-banking services are based on WAP, and IDC forecasts there will be 1.8 million m-banking

accounts via WAP by the end of the year, mainly in Germany, Scandinavia and the UK. That is

despite concerns about whether WAP can handle banking transactions, because of security and

other issues.

February 14, 1894 Jack Benny Birthday

 

[Back to Archives]

www.leasingnews.org
Leasing News, Inc. (Pending)
346 Mathew Street,
Santa Clara,
California 95050
E-Fax: (781)459-4789
kitmenkin@leasingnews.org
Policy Statement